Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 3Rivers Trading Hong Kong Limited Du, Jinsong (SFC:AMF177) 杜勁松 +Rep 2024-05-16
2 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Yixing (SFC:AZQ052) 虞一星 -Rep 2024-05-08 2024-05-17
3     +RO 2024-05-17
4 ABCI CAPITAL LIMITED Zhang, Sandra Shengle 張聖樂 -Rep 2023-03-08 2024-05-17
5 ABCI Securities Company Limited Bai, Ge 白舸 +Rep 2024-05-07
6 Admiralty Harbour Capital Limited Purhonen, Lauri Sakari -Rep 2021-10-18 2024-05-16
7     +RO 2024-05-16
8 Ahead Asset Management Limited Wang, Shuai (SFC:BNB844) 王帥 -RO 2023-11-13 2024-05-17
9 AJ Asset Management Limited Zhuang, Xiaofei 庄嘯飛 +Rep 2024-05-09
10 Alliance Capital Partners Limited (HK) Tang, Wai Yau (SFC:BHS911) 鄧維祐 -Rep 2018-10-08 2024-05-07
11 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Ma, Calvin Kwai Shing 馬桂承 -Rep 2017-08-15 2024-05-10
12 Alpha Nova Capital Management Limited Lee, Jamie Jin-Ming 李展鳴 +Rep 2024-05-06
13 Alphadyne Asset Management (Hong Kong) Limited Song, Yuezhen 宋岳楨 +Rep 2024-05-07
14 AlpInvest Partners Limited Chang, Joseph Koon Chung 張冠中 +RO 2024-05-14
15   Sachdeva, Amit +RO 2024-05-14
16   Zhu, Wendy Wenwen 朱雯雯 +RO 2024-05-14
17 ALTRUIST FINANCIAL GROUP LIMITED Cheung, Tat Fai 張達輝 -Rep 2012-02-28 2024-05-16
18 Amundi Hong Kong Limited Yiu, Ken Keung 姚強 -RO 2019-03-04 2024-05-17
19 ApaH Capital Management Limited Hua, Cheng (SFC:BBZ389) -Rep 2022-08-11 2024-05-14
20 Apollo Capital Management Limited Chan, Man Hung (SFC:ARL935) 陳文洪 -Rep 2020-03-24 2024-05-13
21   Huang, Ling Kit 黃凌杰 -Rep 2022-02-24 2024-05-09
22     +RO 2024-05-09
23 Apollo Management Asia Pacific Limited Chao, Zhang Jie Samuel +Rep 2024-05-10
24   Pun, Kai Yin Kevin 潘啟彥 +Rep 2024-05-09
25   Trent, Tarik Taylor +Rep 2024-05-17
26   Zhou, Nina +Rep 2024-05-13
27 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Ng, Kenneth Chi Keung 吳志強 -RO 2014-06-20 2024-05-05
28 Arta Asset Management Limited Chan, Cho Che Cupid +Rep 2024-05-07
29 Ascent Fund Management (HK) Limited Li, Qian (SFC:BUU028) 李謙 +RO 2024-05-10
30 ASSET MANAGEMENT GROUP LIMITED Lam, Hiu Fung (SFC:AOR986) 林曉峯 +Rep 2024-05-06
31   Lau, Man Yee (SFC:BET160) 劉敏儀 +Rep 2024-05-13
32   Lo, Jenny Wing Yan 盧穎欣 +Rep 2024-05-06
33   Lo, Ka Hei 盧珈希 +Rep 2024-05-06
34   Mau, Kwok Chung 繆國忠 -Rep 2021-08-17 2024-05-05
35 ASSURED ASSET MANAGEMENT LIMITED (HK) Chan, Gary Kar Yin 陳嘉彥 -Rep 2024-03-08 2024-05-16
36     +RO 2024-05-16
37 Atlas Capital Asset Management (HK) Limited Cheung, Kin Sang (SFC:ACI723) 張健生 -RO 2020-06-05 2024-05-17
38     +Rep 2024-05-17
39   Tse, Chiu Lai 謝肖麗 -Rep 2024-03-28 2024-05-14
40     +RO 2024-05-14
41 AVANTA INVESTMENT MANAGEMENT LIMITED Lam, Wing Keung (SFC:ANS013) 林永強 +Rep 2024-05-06
42 Avenue Family Office Limited Liu, Junzhi (SFC:BQN520) 劉俊芝 -Rep 2021-02-18 2024-05-16
43   Pong, Sau Kwok 逄守國 +RO 2024-05-08
44   Yang, Kar Yee 楊嘉宜 +Rep 2024-05-07
45 AVENUE INVESTMENT MANAGEMENT LIMITED   +Rep 2024-05-07
46 Balyasny Asset Management (Hong Kong) Limited Curtil, Guillaume Alexandre Henri +Rep 2024-05-17
47   Leung, Terence Ming Hin 梁明軒 +Rep 2024-05-06
48   So, Kai Chun 蘇啓進 +Rep 2024-05-13
49   Xin, Xiuling 辛修令 +Rep 2024-05-17
50 BaoQiao Partners Capital Limited Jin, Ziqi 金子琪 +Rep 2024-05-13
51 BARCLAYS CAPITAL ASIA LIMITED Niu, Yun 牛耘 -Rep 2022-09-15 2024-05-06
52 BASE ASSET MANAGEMENT LTD Ho, Benedict Sze Man 何仕文 +Rep 2024-05-06
53   Lam, Calvin Si Yang 林思暘 +Rep 2024-05-06
54 BC Global Asset Management Limited Fan, Anqi 范安琪 +Rep 2024-05-17
55   Luk, Hiu Ming (SFC:BUX184) 陸曉明 +Rep 2024-05-17
56   Zhu, Hua (SFC:BUX169) 祝華 +Rep 2024-05-17
57 BCT Financial Limited Ho, Hi Oi 何喜愛 +Rep 2024-05-09
58   Yip, Wai Ka 葉維嘉 -Rep 2022-06-29 2024-05-12
59 BEA Union Investment Management Limited Wong, Ka Chun (SFC:BPI985) 黃釓寯 -Rep 2023-10-11 2024-05-06
60 BGC SECURITIES (HONG KONG) LLC Gonzales, Desu Calvin Antonio -Rep 2021-02-08 2024-05-15
61 BlackRock Asset Management North Asia Limited Jaura, Karan Aryan +Rep 2024-05-09
62   Pai, Anna Hsin Ping 白欣平 -Rep 2017-10-03 2024-05-17
63   Somasundaram, Narayanan -Rep 2022-05-11 2024-05-17
64 BLACKSTONE GROUP (HK) LIMITED (THE) Wong, Daisy Cheuk Wing 黃卓頴 -Rep 2020-09-08 2024-05-17
65 Blue Owl Capital HK Limited Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 -Rep 2022-03-03 2024-05-14
66 BLUESTONE SECURITIES (HK) CO., LIMITED Rong, Yujie 榮宇捷 -Rep 2023-01-09 2024-05-10
67 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Yiu, Wong Ki 姚汪琪 -Rep 2024-05-07 2024-05-14
68 BOCHK Asset Management Limited Cheng, Garrick Kai Chung 鄭啟充 -Rep 2018-01-25 2024-05-17
69 BOCI RESEARCH LIMITED Chen, Sichao 陳思超 +Rep 2024-05-07
70   Tong, Jiangqiao 佟江橋 -RO 2020-10-30 2024-05-10
71 BOCI SECURITIES LIMITED Chang, Hao Hsiang 張皓翔 -Rep 2023-10-27 2024-05-10
72   Gao, Jieyu 高婕妤 +Rep 2024-05-10
73   Guo, Mingzhu 郭明珠 -Rep 2008-05-26 2024-05-12
74   Lee, Ho Kit 李浩杰 +Rep 2024-05-06
75 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Lee, Chun Yiu 李晉曜 +Rep 2024-05-10
76 BUSINESS SECURITIES LIMITED Lo, Chris Tsz On 盧子安 +RO 2024-05-17
77 CAPITAL GLOBAL MANAGEMENT LIMITED Ho, Shing Sat 何成實 -Rep 2020-07-17 2024-05-15
78 CASH ASSET MANAGEMENT LIMITED Lai, Elsa Yick Tung 黎奕彤 -Rep 2016-04-13 2024-05-17
79 CATHAYSIA ASSET MANAGEMENT LIMITED Zhou, Xicheng 周熙誠 +Rep 2024-05-09
80 CATHAYSIA SECURITIES LIMITED   +Rep 2024-05-09
81 CDIB Capital International (Hong Kong) Corporation Limited Chou, David Tse Young 周之揚 +RO 2024-05-17
82 CEB International Capital Corporation Limited Luk, Pui Chi 陸佩芝 -RO 2024-02-16 2024-05-05
83   Sun, Mengwei 孫梦偉 -Rep 2023-03-15 2024-05-12
84 CELESTIAL COMMODITIES LIMITED Lai, Elsa Yick Tung 黎奕彤 -Rep 2016-04-13 2024-05-17
85   Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-11-22 2024-05-07
86   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
87 CELESTIAL SECURITIES LIMITED Lai, Elsa Yick Tung 黎奕彤 -Rep 2016-04-13 2024-05-17
88   Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-06-15 2024-05-07
89   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
90 CENTALINE WEALTH MANAGEMENT LIMITED But, Ming Sze 畢銘詩 -Rep 2024-04-12 2024-05-16
91     +RO 2024-05-16
92   Pang, Chung Po 彭忠寶 +Rep 2024-05-10
93 Central China International Securities Co., Limited Hsiao, Ka Li 蕭嘉莉 +Rep 2024-05-07
94 CES Commodities (HK) Limited Chan, Tsz Kin (SFC:ANW367) 陳子健 -Rep 2006-09-04 2024-05-18
95   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
96 CES Forex (HK) Limited Chan, Tsz Kin (SFC:ANW367) 陳子健 -Rep 2014-05-26 2024-05-18
97 CHANGFENG ASSET MANAGEMENT LIMITED Zhang, Cheng (SFC:AYC302) 章程 -RO 2020-05-06 2024-05-14
98     +Rep 2024-05-14
99 Changjiang Securities Brokerage (HK) Limited Cai, Fangyi 蔡方羿 +Rep 2024-05-07
100   Gao, Yinan 高伊楠 +Rep 2024-05-17
101   Li, Jin (SFC:BUV258) 李錦 +Rep 2024-05-06
102   Liu, Yi (SFC:BUV416) 劉義 +Rep 2024-05-07
103   Wong, Chor Ming 黃礎銘 +Rep 2024-05-14
104   Wu, Yifan (SFC:BUV596) 吳一凡 +Rep 2024-05-14
105   Xu, Ke (SFC:BUV415) 徐科 +Rep 2024-05-07
106   Yang, Yang (SFC:BUW100) 楊洋 +Rep 2024-05-17
107 CHEONG LEE SECURITIES LIMITED Ip, Sin Nam Ingrid 葉善嵐 -Rep 2022-11-22 2024-05-13
108 CHIEF SECURITIES LIMITED Chung, Man Hei (SFC:BUV046) 鍾汶希 +Rep 2024-05-16
109   Tsang, Chun Sing 曾俊升 -Rep 2021-09-27 2024-05-04
110 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
111 China Galaxy International Securities (Hong Kong) Co., Limited Zhang, Jia (SFC:BTF017) 張嘉 -Rep 2022-12-14 2024-05-17
112 China Harbour International Capital Limited Yan, Frankie Man Sing 甄文星 +Rep 2024-05-14
113 China Harbour International Securities Limited   +Rep 2024-05-14
114 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
115 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Feng, Jing (SFC:BUW303) 馮婧 +Rep 2024-05-16
116   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
117   Peng, Xiaoxiang 彭驍湘 -Rep 2023-02-16 2024-05-08
118   Qiu, Yinyue 邱胤越 +Rep 2024-05-16
119   Wang, Jiahong (SFC:BUW048) 王嘉宏 +Rep 2024-05-06
120   Yu, Jing (SFC:BUW440) 余靖 +Rep 2024-05-16
121   Zhao, Han (SFC:BQO604) 趙晗 -Rep 2020-12-17 2024-05-08
122   Zhu, Yuxiao (SFC:BTR242) 朱昱曉 -Rep 2023-05-02 2024-05-17
123 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Ho, Tony Tang Yue 何騰宇 -RO 2023-02-06 2024-05-07
124   Kam, Mung Lai 金夢黎 +Rep 2024-05-09
125   Lee, King Hung 李景鴻 +Rep 2024-05-10
126   Lee, Sam Yat Fai 李日暉 -Rep 2023-11-21 2024-05-06
127     +RO 2024-05-06
128   Tang, Yuhong (SFC:BTJ669) 唐雨虹 -Rep 2023-01-16 2024-05-10
129 China PA Securities (Hong Kong) Company Limited Chen, Yajing (SFC:BQQ386) 陳雅靜 -Rep 2023-12-20 2024-05-15
130   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
131   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
132     +RO 2024-05-14
133 China Re Asset Management (Hong Kong) Company Limited Deng, Yun (SFC:BRQ451) 鄧云 -Rep 2022-12-28 2024-05-14
134 China Securities (International) Asset Management Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
135   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
136 China Securities (International) Brokerage Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
137   Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
138   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
139 China Securities (International) Corporate Finance Company Limited Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
140   Wang, Jun Wen 王君文 -Rep 2021-11-09 2024-05-18
141 China Vered Securities Limited Zhang, Miaoyao 張淼垚 -RO 2023-06-01 2024-05-14
142 CHONG HING COMMODITIES AND FUTURES LIMITED Chan, Kwun Ho (SFC:AWE467) 陳冠濠 -Rep 2013-03-11 2024-05-09
143 CHONG HING SECURITIES LIMITED   -Rep 2010-10-29 2024-05-09
144 CIF Securities Futures Limited Lee, Fung Chuen 李豐全 -Rep 2024-01-31 2024-05-12
145 CIS SECURITIES ASSET MANAGEMENT LIMITED Li, Ting (SFC:BRR268) +Rep 2024-05-13
146 CITIC Securities (Hong Kong) Limited Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
147   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
148   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
149   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
150   Li, Guanru 李冠儒 +Rep 2024-05-06
151   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
152   Mo, Yintong 莫因同 +Rep 2024-05-06
153   She, Tiancheng 佘天誠 +Rep 2024-05-10
154   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
155   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
156   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
157   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
158   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
159   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
160   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
161 CITIC Securities Asset Management (HK) Limited Chen, Tianxing (SFC:BMN686) 陈天行 +Rep 2024-05-14
162 CITIC Securities Brokerage (HK) Limited Cheung, Kei 張旂 -Rep 2021-01-29 2024-05-17
163   Leung, Wai Yin (SFC:AZG790) 梁偉賢 -Rep 2022-03-09 2024-05-16
164   Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
165   Wen, Chaozhi 温朝至 +Rep 2024-05-09
166 CITIC Securities Futures (HK) Limited Cheung, Kei 張旂 -Rep 2021-01-29 2024-05-17
167   Leung, Wai Yin (SFC:AZG790) 梁偉賢 -Rep 2022-03-09 2024-05-16
168   Li, Hanqi 李涵琪 +Rep 2024-05-16
169   Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
170   Song, Qihang 宋启航 +Rep 2024-05-16
171   Su, Junfei 蘇俊菲 +Rep 2024-05-16
172   Wang, Shurui 王澍蕊 +Rep 2024-05-16
173   Wen, Chaozhi 温朝至 +Rep 2024-05-09
174   Zhang, Qianyi (SFC:BTY584) 張千一 +Rep 2024-05-16
175 CITIC Securities International Global Markets Limited Wang, Da Qing 王大慶 +Rep 2024-05-14
176 Citigroup Global Markets Asia Limited Chokhani, Varun -Rep 2024-05-07 2024-05-10
177   Daswani, Dheeraj -Rep 2024-05-10 2024-05-16
178   Davis, Ryan (SFC:BUJ269) -Rep 2024-05-10 2024-05-14
179   Kanekar, Jyotindra Mohan -Rep 2024-05-17 2024-05-23
180   Shah, Kunal Deepak (SFC:BTO450) -Rep 2024-05-14 2024-05-18
181   Wee, Samantha Yi Ning -Rep 2024-05-06 2024-05-11
182   Wong, Ferry Wijaya -Rep 2024-05-10 2024-05-14
183   Wood, Paul Anthony (SFC:ARW848) -Rep 2024-05-03 2024-05-10
184   Zhang, Qizhao 张骐昭 -Rep 2019-01-21 2024-05-17
185   Zhang, Shuping (SFC:BNX787) 張舒萍 -Rep 2021-12-17 2024-05-15
186 CLSA LIMITED Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
187   Dasadia, Ruchi Rohan +Rep 2024-05-09
188   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
189   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
190   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
191   Lei, Juncheng 雷俊成 -Rep 2024-05-03 2024-05-08
192   Li, Chengcheng (SFC:BUX121) 李誠成 +Rep 2024-05-07
193   Li, Guanru 李冠儒 +Rep 2024-05-06
194   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
195   Mo, Yintong 莫因同 +Rep 2024-05-06
196   She, Tiancheng 佘天誠 +Rep 2024-05-10
197   Sun, Jie (SFC:BBY954) 孫婕 -Rep 2021-01-27 2024-05-06
198   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
199   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
200   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
201   Wang, Yinan (SFC:ANB406) 王軼楠 -RO 2022-08-12 2024-05-09
202   Withayarukson, Surawut -Rep 2023-09-04 2024-05-17
203   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
204   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
205   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
206   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
207 CMB International Asset Management Limited Wu, Qian (SFC:BCB896) 吳騫 -RO 2017-08-16 2024-05-08
208     +Rep 2024-05-08
209 CMB International Capital Limited Zhang, Qianhui (SFC:BHU022) 張倩卉 -Rep 2019-10-17 2024-05-10
210     +RO 2024-05-10
211 CMB INTERNATIONAL FUTURES LIMITED Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
212 CMB International Securities Limited Shi, Meng (SFC:BNS125) 石萌 -Rep 2023-11-14 2024-05-10
213   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
214 CMB WING LUNG ASSET MANAGEMENT LIMITED Lee, Wu Han 李武翰 +Rep 2024-05-08
215 CMBC International Capital Limited Luo, Hao (SFC:BGK468) 羅浩 -Rep 2021-02-18 2024-05-14
216   Xiao, Qihan 肖启涵 +Rep 2024-05-13
217 CMBC SECURITIES COMPANY LIMITED Bu, Yuxin 卜鈺馨 +Rep 2024-05-13
218   Liu, Zhongyuan (SFC:BUV495) 劉鍾元 +Rep 2024-05-08
219   Xiao, Qihan 肖启涵 +Rep 2024-05-13
220 CNCB (Hong Kong) Capital Limited Liu, Boyang (SFC:BRE190) 刘博阳 -Rep 2023-10-20 2024-05-13
221     +RO 2024-05-13
222 Coordinates Capital Management Limited Wang, Zeyu (SFC:BTL348) -Rep 2023-03-08 2024-05-10
223 CORPORATE BROKERS LIMITED Cheung, Johnson Sau Sing 章守陞 +Rep 2024-05-08
224   Yu, Chun Kit (SFC:AFF091) 余俊傑 +Rep 2024-05-08
225 CORPORATE COMMODITIES LIMITED   +Rep 2024-05-08
226 Credit Suisse (Hong Kong) Limited Bloxham, Thomas Charles -Rep 2014-11-21 2024-05-16
227   Li, Mengze (SFC:BKP399) 李梦澤 -RO 2023-07-06 2024-05-08
228 Credit Suisse Securities (Hong Kong) Limited Bloxham, Thomas Charles -Rep 2014-11-21 2024-05-16
229 CreditEase Wealth Management (HK) Limited She, Changkai 折昌凯 -Rep 2019-10-15 2024-05-08
230 CSOP Asset Management Limited Chu, Felix 朱森民 +Rep 2024-05-10
231   Law, I Lung 羅錡龍 +Rep 2024-05-10
232 Da Shi Tong Securities Limited Ng, Tze Chung 吳子聰 +RO 2024-05-17
233   Ng, Wai Ho (SFC:AVL488) 吳惠豪 +RO 2024-05-17
234   Yin, Geheng 尹戈亨 +Rep 2024-05-17
235 Da Yue Futures Co., Limited Shen, Weiguang 沈偉光 +RO 2024-05-10
236 Daiwa Capital Markets Hong Kong Limited Cork, Craig William 黃光程 +Rep 2024-05-17
237   Lau, Ka Siu 劉珈兆 -Rep 2021-12-08 2024-05-16
238   Tan, Jian Kai Darren -Rep 2024-05-03 2024-05-10
239 Danehill Capital Limited Hu, Nian 胡念 +RO 2024-05-06
240   Song, Xiukui 宋秀魁 +RO 2024-05-06
241 DBS VICKERS (HONG KONG) LIMITED Xia, Jiaxin (SFC:BUO168) 夏嘉鑫 -Rep 2024-01-19 2024-05-17
242 DC INVESTMENTS (HK) LIMITED Chen, Hu (SFC:BUT892) +Rep 2024-05-09
243 Delphinium Capital Partners Limited Wong, Koon Ki 黃冠麒 -Rep 2024-04-19 2024-05-16
244     +RO 2024-05-16
245   Yung, Dorothy Tze Mei 翁紫薇 +RO 2024-05-14
246 DELTA ASIA SECURITIES LIMITED Li, Tony Kam Pui 李錦培 -Rep 2024-03-21 2024-05-06
247   Tai, Yiu Ho 戴耀豪 -Rep 2023-07-11 2024-05-06
248 DEUTSCHE SECURITIES ASIA LIMITED Lin, Chaohan (SFC:BNH490) 林超涵 -Rep 2021-07-07 2024-05-17
249 Dingxin (Securities) Limited Peng, Long (SFC:BUV208) 彭龍 +Rep 2024-05-06
250 Direction Capital Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 -RO 2024-02-23 2024-05-15
251 Dongxing Securities (Hong Kong) Company Limited Lin, Xiaodong (SFC:BOS553) 林小東 -Rep 2022-01-06 2024-05-10
252 DONVEX CAPITAL LIMITED Kan, Philip Siu Lun 簡兆麟 -RO 2020-03-30 2024-05-06
253 Doo Financial HK Limited Chan, Vanus Wei Yee 陳惠儀 +Rep 2024-05-10
254 Dream Peak Capital Limited Bao, Xiaorui 包晓瑞 +RO 2024-05-13
255   Wu, Fei (SFC:BUN421) 吴菲 +RO 2024-05-13
256 DT Securities & Futures Co. Limited Kwan, Freddie Wai Kuen 關偉權 +Rep 2024-05-14
257 Dymon Asia Capital (HK) Limited Zhang, Xinyu (SFC:BTL139) -Rep 2023-02-27 2024-05-09
258 Eclipse Options (HK) Limited Gouyez-Benallal, Elias +Rep 2024-05-14
259 EDDID CAPITAL LIMITED Lu, Zijun 陆子俊 +Rep 2024-05-08
260 Eddid Securities and Futures Limited Choi, Sin Tung 蔡倩彤 +Rep 2024-05-10
261   Lu, Zijun 陆子俊 +Rep 2024-05-08
262 Emperor Asset Management Limited Chau, Yin 周研 +Rep 2024-05-08
263   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
264   Su, Shishi 蘇詩詩 +Rep 2024-05-06
265 EMPEROR FUTURES LIMITED Chow, Man Kin 鄒文健 +Rep 2024-05-16
266   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
267 EMPEROR SECURITIES LIMITED (HK) Chow, Man Kin 鄒文健 +Rep 2024-05-16
268   Ng, Bernice Silvana Nicole Rose 吳玥彤 +Rep 2024-05-17
269   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
270   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
271 Enhanced Investment Management Limited Li, Zijie (SFC:BRB435) 李子杰 -RO 2023-04-26 2024-05-06
272   Wang, Yifan (SFC:BUH436) 王軼凡 +RO 2024-05-06
273 EQT Partners Capital Limited Wang, Jeffery -Rep 2020-06-22 2024-05-13
274 Equities First Holdings Hong Kong Limited Chan, Ying Sin (SFC:BGE633) 陳映蒨 -Rep 2022-10-11 2024-05-17
275 Essence Futures (Hong Kong) Limited Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-11-02 2024-05-06
276 Essence International Securities (Hong Kong) Limited   -Rep 2021-12-14 2024-05-06
277   Poon, Wai Tung 潘衛東 -Rep 2010-11-16 2024-05-17
278 Everbright Securities Digital Finance (HK) Limited Ip, Victor Wai Lun 葉緯輪 +Rep 2024-05-10
279   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
280 Everbright Securities Investment Services (HK) Limited Chan, Sheung Chi (SFC:BOI492) 陳尚智 +Rep 2024-05-10
281   Chan, Tsz Kin (SFC:ANW367) 陳子健 -Rep 2006-09-04 2024-05-18
282   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
283   Zhan, Chen 展晨 +Rep 2024-05-06
284 EXS Capital Asia Limited Song, Hao (SFC:BNH693) 宋好 -Rep 2023-11-20 2024-05-17
285 Far East Horizon Asset Management Limited Liu, Wen (SFC:BTT655) 柳文 -Rep 2023-06-01 2024-05-09
286 Far East Promise Assets Limited Bai, Jingjing 白晶晶 +Rep 2024-05-07
287 FDB Asset Management Limited Seto, Kin Yan Roy 司徒健欣 -RO 2023-06-12 2024-05-06
288 Fengde Capital Limited Cheung, Howard Hoi Wa 張海華 -RO 2019-08-01 2024-05-10
289 FIL Investment Advisors Kim, Jeewon -Rep 2017-09-28 2024-05-14
290   Pang, Yeung Ping 彭揚萍 -Rep 2022-07-22 2024-05-16
291   Wan, Zhiyu 万智宇 -Rep 2022-11-21 2024-05-14
292   Wang, Miaozi 王苗子 -Rep 2020-08-10 2024-05-16
293   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
294 FIL Investment Management (Hong Kong) Limited Kim, Jeewon -Rep 2017-09-28 2024-05-14
295   Pang, Yeung Ping 彭揚萍 -Rep 2018-01-25 2024-05-16
296   Wan, Zhiyu 万智宇 -Rep 2022-11-21 2024-05-14
297   Wang, Miaozi 王苗子 -Rep 2020-08-10 2024-05-16
298   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
299 Finex Hong Kong Limited Cai, Minghui (SFC:BUX222) 蔡明慧 +Rep 2024-05-06
300 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 +Rep 2024-05-06
301 First Sentier Investors (Hong Kong) Limited Wen, Xuanhao 文炫皓 +Rep 2024-05-16
302 FIRST SHANGHAI FUTURES LIMITED Ho, Jonathan Chun Yu (SFC:ARO147) 何俊諭 -Rep 2020-04-07 2024-05-17
303 FIRST SHANGHAI SECURITIES LIMITED   -Rep 2018-12-03 2024-05-17
304 FORSYTH BARR ASIA LIMITED Edgar, Adam John -Rep 2015-02-25 2024-05-08
305 Forthright Capital Management Limited Lin, Zhe (SFC:BQE083) 林哲 -Rep 2023-08-29 2024-05-16
306     +RO 2024-05-16
307 Fortress Hill Capital Limited Liu, Wen (SFC:BLV389) 劉雯 -Rep 2024-03-21 2024-05-17
308     +RO 2024-05-17
309   Shin, Tetsuro 進哲郎 -RO 2023-03-10 2024-05-17
310 Fortune Ocean Asset Management Limited Chan, Wai Yin (SFC:AMS298) 陳偉賢 -RO 2020-10-30 2024-05-09
311 Fortune Origin Securities Limited Zhang, Ran (SFC:BHP610) 張冉 -Rep 2024-03-18 2024-05-16
312     +RO 2024-05-16
313 ForwardEdge Investment Limited Cheung, Fung Ki 張豐麒 +Rep 2024-05-08
314 Fosun International Securities Limited Liao, Honglin 廖虹琳 -Rep 2023-03-07 2024-05-15
315   Yu, Jiang (SFC:BOX256) 余江 -Rep 2019-10-22 2024-05-17
316     +RO 2024-05-17
317 FountainVest Capital Limited Marschang, Ryan Arthur +Rep 2024-05-13
318 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Tong, San Mong 唐新望 -Rep 2023-08-11 2024-05-14
319   Yerram, Murali Krishna -Rep 2024-05-07 2024-05-13
320 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Tai, Kevin Yiu Kuen 戴耀權 -Rep 2024-04-23 2024-05-16
321     +RO 2024-05-16
322 FUBON SECURITIES (HONG KONG) LIMITED Yang, Wei-Ting 楊惟婷 +Rep 2024-05-09
323 FUDA CAPITAL LIMITED Lu, Yiting (SFC:BUN866) 盧意婷 +RO 2024-05-16
324 FULBRIGHT FUTURES LIMITED Mak, Pang Yan 麥鵬恩 -Rep 2022-04-26 2024-05-16
325 FULBRIGHT SECURITIES LIMITED   -Rep 2022-04-26 2024-05-16
326 FUSION FORTUNE SECURITIES LIMITED Shen, Zheqing 沈哲清 -RO 2021-12-29 2024-05-14
327 Futu Securities International (HONG KONG) Limited Ho, Ho Man 何浩文 +Rep 2024-05-17
328   Huang, Jiaxian (SFC:BUU931) 黃嘉嫻 +Rep 2024-05-06
329   Lee, King Hong (SFC:BUU940) 李景康 +Rep 2024-05-06
330   So, Hing Fai 蘇慶輝 +Rep 2024-05-09
331   Zhang, Yudan (SFC:BPB714) 張彧丹 +Rep 2024-05-09
332 Future Securities Limited (HK) Soo, Chi Kit 蘇志傑 -Rep 2024-05-13 2024-05-29
333   Yung, Yu Shing 容宇晟 +Rep 2024-05-07
334 GF Capital (Hong Kong) Limited Lai, Jimmy Ching Man 黎政民 -RO 2021-08-11 2024-05-10
335   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
336     +RO 2024-05-07
337   Yang, Jiajie (SFC:BUL161) 楊佳杰 -Rep 2023-12-22 2024-05-17
338   Zhang, Tingfeng 張廷峰 -Rep 2021-09-28 2024-05-10
339 GF Securities (Hong Kong) Brokerage Limited Chan, Chaoping 產超平 +Rep 2024-05-14
340   Duan, Wenxin 段雯欣 +Rep 2024-05-17
341   Gao, Hong (SFC:BUQ312) 高鸿 +Rep 2024-05-09
342   Lai, Jimmy Ching Man 黎政民 -RO 2021-08-11 2024-05-10
343   Lu, Steven Shiming 陸世銘 +Rep 2024-05-14
344   Tan, Jeffrey Wei Sing 譚偉星 -RO 2019-12-18 2024-05-10
345   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
346     +RO 2024-05-07
347   Yang, Jiajie (SFC:BUL161) 楊佳杰 -Rep 2023-12-22 2024-05-17
348   Yu, Ke Cheng 余可騁 +Rep 2024-05-14
349   Zhang, Tingfeng 張廷峰 -Rep 2021-10-21 2024-05-10
350 Global Investment Strategy HK Limited Whitaker, Thomas Grant -Rep 2022-04-22 2024-05-13
351 Golden Continent Securities Co., Limited Li, Xiaodong (SFC:BUD896) 李曉東 +Rep 2024-05-16
352 Golden Rich Securities Limited Chan, Leung (SFC:BHK844) 陳亮 -Rep 2016-05-31 2024-05-07
353 GOLDMAN SACHS (ASIA) L.L.C. Achoneftos, Laura Faye +Rep 2024-05-16
354   Ang, Sok Han -Rep 2024-05-03 2024-05-13
355   Currie, Jemima Elizabeth -Rep 2024-04-19 2024-05-10
356   Fakiyesi, Paul Patience Tolulope +Rep 2024-05-17
357   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
358   Hu, Jian (SFC:BSF773) 胡鉴 -Rep 2022-03-02 2024-05-11
359   Kim, Mu Seong -Rep 2020-08-27 2024-05-07
360   Lee, Nick Andre Pei Li 李培立 -Rep 2018-08-15 2024-05-17
361   Leung, Ming Hin (SFC:BRK304) 梁銘軒 -Rep 2021-07-13 2024-05-18
362   Li, Laiyin -Rep 2019-08-28 2024-05-08
363   Liu, Simin (SFC:BUY423) 劉思敏 +Rep 2024-05-16
364   Ma, Martin 馬丁 -Rep 2010-09-01 2024-05-08
365     +RO 2024-05-08
366   Park, Jinsun 朴真仙 -Rep 2021-08-18 2024-05-11
367   Yadav, Prashant (SFC:BKC039) -Rep 2024-05-03 2024-05-13
368   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
369   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
370 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Achoneftos, Laura Faye +Rep 2024-05-16
371   Fakiyesi, Paul Patience Tolulope +Rep 2024-05-17
372   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
373   Lee, Nick Andre Pei Li 李培立 -Rep 2018-08-15 2024-05-17
374   Leung, Ming Hin (SFC:BRK304) 梁銘軒 -Rep 2021-07-13 2024-05-18
375   Li, Laiyin -Rep 2019-08-28 2024-05-08
376   Liu, Simin (SFC:BUY423) 劉思敏 +Rep 2024-05-16
377   Ma, Martin 馬丁 -Rep 2016-10-11 2024-05-08
378     +RO 2024-05-08
379   Park, Jinsun 朴真仙 -Rep 2021-08-18 2024-05-11
380   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
381   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
382 Goldstream Capital Management Limited Gao, Ziqi (SFC:BBL664) 高子奇 -Rep 2024-03-21 2024-05-13
383     +RO 2024-05-13
384 Goldstream Securities Limited   -Rep 2024-03-21 2024-05-13
385     +RO 2024-05-13
386 Grand Capital Futures Limited Wang, Liqiong (SFC:BUX809) 王莉琼 +Rep 2024-05-08
387 Grand Capital Securities Limited   +Rep 2024-05-08
388 GRAND VIEW SECURITIES LIMITED Chong, Lok Man 莊樂文 -RO 2021-06-22 2024-05-10
389 GRANDLY FINANCIAL SERVICES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
390 GREAT BAY SECURITIES LIMITED Lin, Luxin 林陸鑫 -Rep 2022-10-19 2024-05-10
391 Great Honour Asset Management Limited Wang, Yingfeng (SFC:BNY361) 王莹峰 -Rep 2021-04-30 2024-05-08
392 Gulf Line Capital Advisors Limited Gao, Xiaoyu (SFC:BOS950) 高小愚 -Rep 2022-07-27 2024-05-07
393 GUOTAI JUNAN CAPITAL LIMITED Wong, Alan (SFC:BHA199) 王智洋 -Rep 2021-08-17 2024-05-07
394   Yu, Yizhuo 余奕卓 +Rep 2024-05-10
395 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Guo, Yong (SFC:AXS906) 郭勇 -Rep 2011-07-29 2024-05-10
396   Wong, Long Hin Ambrose 王朗軒 +Rep 2024-05-06
397 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED He, Limin (SFC:BTG784) 何麗敏 -Rep 2023-02-06 2024-05-08
398 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
399   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
400   Yung, Johnnie Ka Sing 翁嘉升 -Rep 2020-06-02 2024-05-17
401 HAITONG INTERNATIONAL CAPITAL LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
402 HAITONG INTERNATIONAL FUTURES LIMITED Chau, Ka Kin 鄒家健 +Rep 2024-05-16
403   Yau, Vincent Wing Tsuen 邱穎臻 +Rep 2024-05-16
404 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
405   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
406   Yung, Johnnie Ka Sing 翁嘉升 -Rep 2020-06-02 2024-05-17
407 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
408   Yau, Vincent Wing Tsuen 邱穎臻 +Rep 2024-05-16
409   Ye, Xiaoyu (SFC:BUX501) 叶晓钰 +Rep 2024-05-14
410   Yu, Fiona Fei Yeung 余飛揚 -Rep 2022-08-26 2024-05-17
411 Hamilton Lane (Hong Kong) Limited Li, Shiyi (SFC:BTA207) 李詩逸 -Rep 2022-10-25 2024-05-13
412 HANG SENG INVESTMENT MANAGEMENT LIMITED Hung, Pak Yung 洪柏榕 +Rep 2024-05-09
413   Lam, Ronald Kam Yuen 林錦源 -Rep 2022-10-24 2024-05-12
414   Sam, Chun Yin 岑俊賢 +Rep 2024-05-10
415 HANG SENG SECURITIES LIMITED Chan, Chi Keung (SFC:APS102) 陳志強 -Rep 2007-12-19 2024-05-07
416   Mak, Gordon Yuen Pang 麥遠鵬 -Rep 2022-03-21 2024-05-17
417 HANSUI CAPITAL COMPANY LIMITED Poon, Tak Po 潘德普 +Rep 2024-05-07
418   To, Wai Kit (SFC:BUS889) 杜偉杰 +Rep 2024-05-07
419   Wong, Chi Ho (SFC:BUW157) 黃志豪 +Rep 2024-05-07
420   Young, Wai Ling 楊惠玲 +Rep 2024-05-07
421 Harmolands Capital Limited Mai, Haoming 麦皓铭 -Rep 2023-02-01 2024-05-10
422   Qi, Bin (SFC:BUV004) 齊斌 +Rep 2024-05-13
423 Harvest Global Capital Investments Limited Cao, Shipeng 曹仕鹏 -Rep 2023-09-05 2024-05-10
424   Qiu, Xiaochuan 仇小川 -Rep 2020-09-25 2024-05-10
425 HARVEST GLOBAL INVESTMENTS LIMITED Fan, Jing (SFC:BQI395) 范靜 -Rep 2020-11-24 2024-05-14
426 HashKey Capital Limited Deng, Shujie 鄧書劼 -Rep 2023-08-14 2024-05-14
427 HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED Han, Zhiming 韓志明 -Rep 2022-07-05 2024-05-07
428 HERMES SECURITIES LIMITED Cheung, Louis Wing Kwan 張穎群 +RO 2024-05-14
429 HONESTUM INTERNATIONAL LIMITED Yeung, Lai Man (SFC:AWP881) 楊麗雯 -Rep 2024-03-26 2024-05-08
430     +RO 2024-05-08
431 Hong Kong Broad Capital Limited Yao, Zhengwei (SFC:BEE981) 姚正薇 -RO 2023-01-09 2024-05-17
432 Howbuy Hong Kong Limited Song, Tingqiu 宋庭秋 +Rep 2024-05-07
433 HQ Capital Asia Limited Hu, Michael +RO 2024-05-07
434 HSBC Corporate Finance (Hong Kong) Limited Bo, Yifei 卜亦飛 +Rep 2024-05-07
435   Chen, Ziyu (SFC:BSE024) 陳紫瑜 +Rep 2024-05-07
436   Hu, Ke (SFC:BUT165) 胡珂 +Rep 2024-05-06
437   Kwan, Tsz Wing Bridget 關芷穎 -Rep 2017-05-22 2024-05-13
438   Lau, Aidan Chak Yin 劉澤延 -Rep 2018-01-04 2024-05-13
439   Tian, Siqi 田思琪 -Rep 2018-06-05 2024-05-13
440   Yuan, Jiewen 袁洁雯 +Rep 2024-05-07
441   Yung, See Liang 翁思亮 -Rep 2013-11-07 2024-05-13
442 HSBC Global Asset Management (Hong Kong) Limited Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
443   Radovic, Tina -Rep 2024-05-02 2024-05-09
444 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
445   Radovic, Tina -Rep 2024-05-02 2024-05-09
446 HUAJIN FUTURES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-05-07
447 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cao, Zhuoming 曹卓铭 +Rep 2024-05-06
448   Dong, Niandong 董念東 -Rep 2023-11-17 2024-05-09
449   Liu, Jie (SFC:BUV409) 刘杰 +Rep 2024-05-13
450   Luo, Yixin 羅藝鑫 -Rep 2018-07-06 2024-05-07
451   Shi, Dong 史棟 -Rep 2022-10-24 2024-05-07
452     +RO 2024-05-07
453   Sun, Xu (SFC:BUS354) 孙煦 +Rep 2024-05-06
454 Huayu Securities Limited Xing, Li (SFC:BMX389) 邢莉 +RO 2024-05-14
455 I WIN SECURITIES LIMITED Fung, Wing Hang 馮穎行 -Rep 2021-08-11 2024-05-16
456 ICBC Asset Management (Global) Company Limited Huang, Yucong -Rep 2024-01-23 2024-05-08
457     +RO 2024-05-08
458 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Huang, Yuan (SFC:BTV874) 黃原 -Rep 2023-06-16 2024-05-17
459 iFAST Global Markets (HK) Limited Chen, Li (SFC:BTX394) -Rep 2023-07-28 2024-05-07
460   Ser, Ka Lok 佘嘉樂 +Rep 2024-05-07
461 Imagi Brokerage Limited Yao, Man Yi 姚敏怡 -Rep 2021-05-03 2024-05-14
462 INFINI CAPITAL MANAGEMENT LIMITED Leahy, David Joseph (SFC:AKI495) -Rep 2023-10-20 2024-05-08
463     +RO 2024-05-08
464   Liang, Yingyu +Rep 2024-05-10
465 INFINITY ASSET MANAGEMENT LIMITED Chan, Leanna Ying Yu 陳盈如 +Rep 2024-05-10
466   Hai, Hermann Fung 奚鋒 -Rep 2022-12-20 2024-05-16
467 Innovest Asset Management Limited Chung, Fu Shing 鍾富城 -Rep 2021-07-20 2024-05-13
468 Interactive Brokers Hong Kong Limited Au, Chun Pui 區晉培 +Rep 2024-05-08
469   Leung, Lok Yiu (SFC:BUX159) 梁樂遙 +Rep 2024-05-08
470 INV ADVISORY LIMITED Yau, Shuk Han 游淑嫻 -RO 2018-12-06 2024-05-06
471 INVESCO HONG KONG LIMITED Chen, Jiawen (SFC:BTR450) 陈佳雯 +Rep 2024-05-14
472 IP Investment Management (HK) Limited Lam, Wah (SFC:BUW218) 林華 +Rep 2024-05-13
473 IPP Financial Advisers Limited Lau, Hei Yeung (SFC:BUV570) 劉熙揚 +Rep 2024-05-17
474 IVORY CAPITAL PRIVATE LIMITED Wang, Julius 王哲身 -Rep 2024-02-14 2024-05-14
475     +RO 2024-05-14
476 J.P. MORGAN BROKING (HONG KONG) LIMITED Li, Yan (SFC:BUX396) 黎彥 +Rep 2024-05-08
477   Mehay, Neha (SFC:BQT665) -Rep 2021-04-14 2024-05-15
478 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Lu, Jun (SFC:BPM400) 陸珺 -Rep 2021-06-15 2024-05-06
479   Ma, Sai (SFC:BRJ245) 馬賽 -Rep 2021-07-19 2024-05-14
480   Tian, Yu (SFC:BPE498) 田宇 -Rep 2021-09-20 2024-05-06
481   Xia, Yujie 夏宇杰 -Rep 2024-01-03 2024-05-14
482   Xu, Chao (SFC:BOG720) 徐超 -Rep 2019-05-09 2024-05-06
483   Xu, Haoshuang 許昊爽 -Rep 2021-11-09 2024-05-06
484   Zhou, Shinan 周诗楠 -Rep 2021-06-23 2024-05-06
485   Zhu, Yuanyuan (SFC:AYS681) 朱圓圓 -Rep 2012-02-03 2024-05-06
486 Jane Street Asia Pacific Limited Khou, Victor +Rep 2024-05-13
487   Wijerathna, Praveen -Rep 2021-10-26 2024-05-17
488 JANE STREET HONG KONG LIMITED Khou, Victor +Rep 2024-05-13
489   Wijerathna, Praveen -Rep 2019-06-10 2024-05-17
490 Janus Henderson Investors Hong Kong Limited Zivkovic, Dusan -Rep 2015-02-16 2024-05-08
491     +RO 2024-05-08
492 Jefferies Hong Kong Limited Foster, Derek Patrick Jack +Rep 2024-05-08
493   Hammersley, Sean Alan -Rep 2023-10-12 2024-05-08
494   Moran, Seth James Edward -Rep 2023-02-08 2024-05-06
495   Neo, Anthony Aik Chye +Rep 2024-05-07
496   Sussams, Luke +Rep 2024-05-08
497   Wheatcroft, James Christopher Corkey (SFC:BUY218) +Rep 2024-05-13
498 JINLUO SECURITIES LIMITED Zhang, Zilin- (SFC:BUV741) 張梓琳 +Rep 2024-05-09
499 JPMorgan Asset Management (Asia Pacific) Limited Ng, Tsz Kin (SFC:AZD014) 吳子健 -Rep 2020-10-16 2024-05-04
500 JW Capital Limited (HK) Chow, Ka Lun 周嘉麟 -Rep 2020-11-23 2024-05-18
501   Yau, Leong Ming 邱亮鳴 +Rep 2024-05-08
502 Keptain Securities and Asset Management Limited Wong, Mike Chun Lun 王珍倫 +Rep 2024-05-13
503 Kerogen Capital (Asia) Limited Choi, Wai Hin (SFC:BUX699) 蔡緯憲 +Rep 2024-05-10
504 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
505   Cham, Yin Hung 湛燕虹 +Rep 2024-05-08
506   Chiu, Chiu-Huang 邱秋煌 +Rep 2024-05-16
507   Chow, Tsui Har 周翠霞 +Rep 2024-05-14
508   Sun, Wenxin 孫文欣 +Rep 2024-05-06
509 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
510   Lee, Kai Yee 李啟怡 +Rep 2024-05-17
511   Sun, Wenxin 孫文欣 +Rep 2024-05-06
512 KINGKEY ASSET MANAGEMENT LIMITED Zhou, Yanyan (SFC:BGK776) 周燕燕 -Rep 2018-06-28 2024-05-17
513 KINGKEY SECURITIES GROUP LIMITED   -Rep 2018-06-28 2024-05-17
514 KKR Capital Markets Asia II Limited Egloff, Markus Peter +RO 2024-05-14
515   Malter, Hannah Rebecca +RO 2024-05-14
516   Raposio, Diane +RO 2024-05-14
517   Richdale, Kate Gaskell +RO 2024-05-14
518   Tan, Wei Yu 陳威宇 +RO 2024-05-14
519   Xin, Wei (SFC:BEK839) 忻瑋 +RO 2024-05-14
520   Yin, Haining 殷海寧 +RO 2024-05-14
521   Yuan, Chen (SFC:BHE051) 袁晨 +RO 2024-05-14
522 KKR CAPITAL MARKETS ASIA LIMITED Egloff, Markus Peter -RO 2021-10-15 2024-05-13
523   Malter, Hannah Rebecca -Rep 2022-08-02 2024-05-13
524   Tan, Wei Yu 陳威宇 -RO 2018-03-14 2024-05-13
525   Xin, Wei (SFC:BEK839) 忻瑋 -RO 2022-05-18 2024-05-13
526   Yuan, Chen (SFC:BHE051) 袁晨 -RO 2022-05-13 2024-05-13
527 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED Temple, Ronald Scott -Rep 2024-05-16 2024-05-20
528 LCA Solutions Limited Holden, Stephen Robert James (SFC:ADC639) +Rep 2024-05-14
529 Legend Arb Advisors Limited Wong, Ching Tung 黃靖彤 +Rep 2024-05-16
530 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Du, Sen (SFC:BUW306) 杜森 +Rep 2024-05-06
531   Yu, Josephine Wai Chi 余慧芝 +Rep 2024-05-16
532 LIM ADVISORS LIMITED Tsoi, Ying Kit 蔡英傑 +Rep 2024-05-10
533 Lion Global Financial Limited Chen, Hong (SFC:AXB383) 陳宏 +Rep 2024-05-10
534 Livermore Holdings Limited Jie, Yile 揭怡樂 +Rep 2024-05-09
535 Lochpine Capital Limited Du, Hao (SFC:BCB913) 杜浩 -RO 2024-05-02 2024-05-14
536 LOMBARD ODIER (HONG KONG) LIMITED Koh, Ushe Hon Tat -Rep 2024-02-02 2024-05-13
537   Ng, Philip Wai Kong 吳偉剛 -Rep 2023-11-29 2024-05-07
538   Siu, Chi Ming (SFC:BDW191) 邵志銘 +Rep 2024-05-09
539 Longitude Asia Limited Zhang, Zhikai (SFC:BUT135) 张智凯 +Rep 2024-05-09
540 LST CAPITAL PARTNERS LIMITED Chan, Christopher Ho Cheung 陳灝翔 -Rep 2020-04-14 2024-05-10
541   Lam, Kwok Mui 林國梅 -RO 2017-05-05 2024-05-10
542 LUK FOOK FUTURES (HK) LIMITED He, Jie (SFC:BTP239) 贺洁 +Rep 2024-05-10
543   Mu, Sihan 牟思涵 -Rep 2017-09-07 2024-05-09
544 LUK FOOK SECURITIES (HK) LIMITED   -Rep 2017-09-07 2024-05-09
545   Ng, Mi Fong 伍美芳 -Rep 2023-10-12 2024-05-14
546 M Science Hong Kong Limited Zhang, Wenxin (SFC:BUW104) 张文鑫 +Rep 2024-05-08
547 M&G Investments (Hong Kong) Limited Cho, Amy Yee Kee 曹綺琪 +Rep 2024-05-13
548 M3 Capital Partners (HK) Limited Huang, Hao (SFC:BUD176) 黄昊 -Rep 2023-10-03 2024-05-07
549 MACQUARIE CAPITAL LIMITED Kengradomying, Warasiree +Rep 2024-05-10
550   Li, Honggui 李宏貴 +Rep 2024-05-06
551 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Leslie, Christopher John (SFC:BJS909) +Rep 2024-05-13
552 MAGIC COMPASS SECURITIES LIMITED Fu, Jinfeng 付錦鋒 +RO 2024-05-08
553 MALAHON SECURITIES LIMITED Chan, Kei Shu 陳紀樹 -Rep 2024-03-12 2024-05-16
554     +RO 2024-05-16
555   Kwok, Tak Ming 郭德明 -Rep 2024-05-18
556   Mok, Pui Chung 莫沛聰 -Rep 2024-03-12 2024-05-16
557     +RO 2024-05-16
558   Suen, Connie Man Ching 孫文靜 -Rep 2024-05-18
559   Wong, Yue Shing (SFC:AAA934) 王裕盛 -Rep 2024-05-18
560 Manulife Investment Management (Hong Kong) Limited Pang, Jason Richard 彭建鋒 -Rep 2014-09-03 2024-05-09
561 Marex Hong Kong Limited Lee, Hugo Tai Kin 李堤健 +Rep 2024-05-16
562 Market Securities (Hong Kong) Limited Patel, Vinesh (SFC:BDC151) +Rep 2024-05-14
563 MARSHALL WACE ASIA LIMITED Zhou, Nan (SFC:BRI765) 周南 +Rep 2024-05-17
564 MAXA CAPITAL LIMITED Wong, Pak To (SFC:BRV749) 黃柏濤 +Rep 2024-05-17
565   Zhong, Yuchen 鍾宇琛 +Rep 2024-05-13
566 MCM INVESTMENT PARTNERS LIMITED Chan, Siu Yau 陳少柔 +Rep 2024-05-07
567   Mason, Rong Angie Ma -Rep 2023-05-12 2024-05-16
568     +RO 2024-05-16
569 Merrill Lynch (Asia Pacific) Limited Bana, Aashvi -Rep 2020-12-04 2024-05-13
570   Choo, John Matthew 朱浩然 -Rep 2021-09-27 2024-05-14
571   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
572   Hwang, Kyung Jae -Rep 2024-05-08 2024-05-10
573   Shah, Amish Chandrakant -Rep 2024-05-03 2024-05-10
574   Tayal, Kunal -Rep 2024-05-17 2024-05-24
575   Tiron, Adrian Cesar -Rep 2024-05-14 2024-05-16
576 Merrill Lynch Far East Limited Bana, Aashvi -Rep 2020-05-04 2024-05-13
577   Choo, John Matthew 朱浩然 -Rep 2021-09-27 2024-05-14
578   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
579 Meta Futures Limited Leung, Tik Wai 梁狄偉 -RO 2023-03-31 2024-05-07
580 Metaverse Securities Limited (HK)   -RO 2023-12-27 2024-05-07
581 Meyer Capital Group Limited Zhang, Guilin (SFC:AWF886) 張貴林 +Rep 2024-05-06
582 MFG Limited (HK) Kok, Sen Kan 郭慎勤 -Rep 2024-05-08 2024-05-20
583 MIB FUTURES (HONG KONG) LIMITED Mo, Rena Choi Ying 毛賽英 +Rep 2024-05-07
584 MIB SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-07
585 MIDLAND WEALTH MANAGEMENT LIMITED Kam, Chi Tat 金志達 -Rep 2023-08-01 2024-05-06
586     +RO 2024-05-06
587 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Lin, Zhenze 林震昃 +Rep 2024-05-06
588   Nayyar, Varun +Rep 2024-05-13
589   Song, Wenzhi 宋文陟 +Rep 2024-05-06
590   Xu, Chen (SFC:BHJ441) 徐晨 +Rep 2024-05-07
591 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Lam, Ronald Kam Yuen 林錦源 +Rep 2024-05-16
592   Zhang, Hao (SFC:BUW241) 張皓 +Rep 2024-05-16
593 MIZUHO SECURITIES ASIA LIMITED Darby, Sean -Rep 2024-02-27 2024-05-17
594     +RO 2024-05-17
595   Kohtani, Motoya +Rep 2024-05-14
596 Morgan Stanley Asia Limited Galligan, Peter Treverton -Rep 2016-01-18 2024-05-10
597   Grambling, Stephen White -Rep 2024-05-14 2024-05-17
598   Howard, Laura Kimberley -Rep 2013-05-20 2024-05-10
599   Lian, Yifan 連一帆 -Rep 2022-03-22 2024-05-17
600   Lim, Daegyu +Rep 2024-05-10
601   Liu, Keli 劉柯里 -Rep 2022-09-16 2024-05-08
602   Liu, Kunyuan 刘坤元 -Rep 2024-05-13 2024-05-14
603   Liu, Lufei 劉露菲 -Rep 2023-03-10 2024-05-09
604   Liu, Tianrui 劉天睿 -Rep 2022-09-30 2024-05-10
605   Lokur, Vikram Madhav +Rep 2024-05-09
606   Ma, Yumeng 麻雨萌 -Rep 2023-03-16 2024-05-09
607   Nasser de Rezende Filho, Ricardo -Rep 2024-05-07 2024-05-09
608   Palmisano, Alessandro +Rep 2024-05-14
609   Papandrea, Benjamin Joseph -Rep 2024-05-17 2024-05-24
610   Pfister, Hugo Isabeau Vincent -Rep 2022-12-09 2024-05-10
611   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
612   To, Yu Hin 陶宇軒 +Rep 2024-05-16
613   Tran, Nguyen Khai -Rep 2024-05-03 2024-05-10
614   Wong, Catherine Ka Woon 黃嘉媛 +Rep 2024-05-13
615   Wu, Tianyu (SFC:BUC348) 乌天宇 -Rep 2023-09-06 2024-05-13
616   Xu, Qixiang 徐其翔 -Rep 2024-01-18 2024-05-09
617   Yang, Yanjin 楊彦瑾 -Rep 2022-05-10 2024-05-17
618   Zhang, Long (SFC:BGM921) 張龍 -Rep 2019-07-15 2024-05-08
619   Zhao, Zuri Z -Rep 2024-05-06 2024-05-09
620   Zhu, Da (SFC:BHF561) 朱達 -Rep 2018-11-28 2024-05-17
621 Morgan Stanley Hong Kong Securities Limited Galligan, Peter Treverton -Rep 2016-01-18 2024-05-10
622   Palmisano, Alessandro +Rep 2024-05-14
623   Pfister, Hugo Isabeau Vincent -Rep 2022-12-09 2024-05-10
624   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
625   Zhang, Long (SFC:BGM921) 張龍 -Rep 2019-07-15 2024-05-08
626 Motilal Oswal Capital Markets (Hong Kong) Private Limited Duggad, Gautam Vijay +Rep 2024-05-16
627 Motto Global Asset Management Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 +Rep 2024-05-16
628 MOUETTE SECURITIES COMPANY LIMITED Chan, Yik Ho 陳奕豪 -Rep 2022-12-16 2024-05-06
629 MSQ Asset Management (HK) Limited Wong, Ka Ching (SFC:AGI520) 黃家正 -RO 2021-03-17 2024-05-17
630 NATIXIS ASIA LIMITED Yang, Le (SFC:BUR147) -Rep 2024-02-19 2024-05-18
631 Neo Risk Investment Advisors Limited Phang, Sui Yang 彭修阳 -Rep 2022-04-25 2024-05-09
632     +RO 2024-05-09
633 New Vision Asset Management Limited Lu, Yuxiang 陸宇翔 -RO 2017-07-20 2024-05-17
634   Zhang, Jing (SFC:BRP995) 張晶 -Rep 2021-09-14 2024-05-17
635 NIATROSS INVESTMENTS LIMITED Liu, Tao (SFC:BUT813) 劉濤 +Rep 2024-05-13
636   Tipan Sinche, Andy Fabricio +Rep 2024-05-13
637 Nikko Asset Management Hong Kong Limited Ryu, Kiyotaka (SFC:BOG009) +RO 2024-05-09
638 Ninety One Hong Kong Limited Chen, Zhifen (SFC:BRW306) 陈智芬 +Rep 2024-05-08
639   Lee, Fanny Yuk Lai 李玉麗 +Rep 2024-05-06
640 NOMURA INTERNATIONAL (HONG KONG) LIMITED Matsuo, Hideyuki +Rep 2024-05-14
641   Rumjahn, Kevin Kalim 林基榮 -Rep 2023-11-17 2024-05-16
642     +RO 2024-05-16
643   Yeung, Chun To Christo 楊鎮濤 +Rep 2024-05-14
644 Nuvama Investment Advisors (Hongkong) Private Limited Mallick, Sunny +Rep 2024-05-08
645 OnePlatform Asset Management Limited Chan, Yuen Lam (SFC:BSH324) 陳琬琳 -Rep 2022-05-06 2024-05-15
646   Cheng, Suet Kwan Shirley 鄭雪君 -Rep 2023-11-02 2024-05-16
647   Chui, Mei 崔薇 -Rep 2018-06-13 2024-05-16
648   Fung, Kwun Ming 馮冠鳴 -Rep 2020-10-08 2024-05-16
649   Hsu, Yung Yung 許蓉蓉 -Rep 2017-05-23 2024-05-15
650   Huang, Yinchen 黃茵晨 -Rep 2012-03-12 2024-05-16
651   Kwong, Chung Ping (SFC:AHK068) 鄺中平 -RO 2008-10-08 2024-05-17
652   Lam, Sze Wai (SFC:BJG780) 林思慧 -Rep 2017-03-20 2024-05-17
653   Law, Katherine Ka Yee 羅嘉儀 -Rep 2014-05-28 2024-05-18
654   Law, Ying Sin 羅螢茜 -Rep 2018-04-27 2024-05-16
655   Leung, Fung Yee (SFC:AIQ998) 梁鳳儀 -RO 2020-12-09 2024-05-04
656   Leung, Hugo Man Him 梁文謙 -Rep 2011-06-09 2024-05-18
657   Leung, Wing Ngai (SFC:BRG449) 梁榮毅 -Rep 2022-11-17 2024-05-16
658   Lin, Shipin 林世頻 -Rep 2023-11-13 2024-05-04
659   Lo, Nelson Tai Yue 盧泰瑜 -Rep 2020-09-16 2024-05-15
660   Ng, Hiu Ching 吳曉靜 -Rep 2021-08-17 2024-05-04
661   Ng, Ka Yan (SFC:BIN321) 伍家欣 -Rep 2016-11-21 2024-05-16
662   Ng, Kam Kwan 吳錦坤 -RO 2023-02-22 2024-05-14
663   Ng, Tsun Hing Anthony 伍晉興 -Rep 2012-04-30 2024-05-17
664   Siu, Kathleen Wing Mui 蕭詠梅 -Rep 2008-12-15 2024-05-16
665   So, Ka Ho (SFC:BQV873) 蘇嘉豪 -Rep 2021-03-15 2024-05-04
666   Tsui, Sui Lun 徐瑞麟 -Rep 2020-11-09 2024-05-14
667   Wong, Wai Yi (SFC:AOA561) 黃惠儀 -Rep 2006-11-16 2024-05-14
668   Yu, Hui (SFC:BNW047) 于輝 -Rep 2018-12-27 2024-05-09
669   Zhang, Long (SFC:BAK384) 張龍 -Rep 2012-12-03 2024-05-15
670 OnePlatform Securities Limited Kwan, Man Leung 關文亮 -Rep 2009-10-08 2024-05-07
671 Ontario Teachers' Pension Plan (Asia) Limited Gu, Peixi 顧培希 -Rep 2016-01-19 2024-05-06
672 ORIENT FUTURES (HONG KONG) LIMITED Zhang, Zixuan (SFC:BUS746) 張子軒 +Rep 2024-05-16
673 ORIENT SECURITIES (HONG KONG) LIMITED Xu, Dongrui 徐東睿 +Rep 2024-05-17
674 Ovata Capital Management Limited Ho, Dominic Pui Fung 何沛峰 +Rep 2024-05-13
675   Oh, Karyo 王夏亮 -Rep 2019-09-20 2024-05-05
676 Panda Securities Company Limited Shi, Dalong 史大龍 +Rep 2024-05-09
677   Xie, Xiaotian 謝嘯天 -Rep 2023-12-15 2024-05-13
678 Parkway Capital Limited (HK) Royds, Thomas Alexander +RO 2024-05-07
679 PHILLIP COMMODITIES (H.K.) LIMITED Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
680 PHILLIP SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-06
681 Pictet Asset Management (Hong Kong) Limited Kramer, Yves Dominique -Rep 2024-05-03 2024-05-10
682   Payne, Gareth David (SFC:BTV371) -Rep 2024-05-03 2024-05-10
683   Withaar, Jon Justin -Rep 2024-05-17 2024-05-24
684 PIMCO Asia Limited Bodereau, Philippe -Rep 2024-05-16 2024-05-17
685 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Cheuk Pong Marco 李卓邦 -Rep 2021-07-27 2024-05-08
686   Shu, Karie Hoi Li 舒凱莉 -Rep 2019-10-16 2024-05-15
687   Shum, King Tung 岑璟彤 +Rep 2024-05-16
688 Ping An of China Capital (Hong Kong) Company Limited Chen, Yajing (SFC:BQQ386) 陳雅靜 -Rep 2023-12-20 2024-05-15
689   Lee, Kwok Yan (SFC:BIO431) 李珏昕 -Rep 2023-05-25 2024-05-13
690     +RO 2024-05-13
691   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
692   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
693     +RO 2024-05-14
694 PJT Partners (HK) Limited McFadyen, David John +Rep 2024-05-09
695 Plouton Asset Management Limited So, Jimmy Chi Ming 蘇志明 -RO 2023-05-11 2024-05-07
696     +Rep 2024-05-07
697 Polymer Capital Management (HK) Limited Liang, Ziyang (SFC:BOT071) 梁子揚 -Rep 2023-04-12 2024-05-06
698 PrideRock Global Investment Management Limited Kong, Cheuk Bun (SFC:BQN516) 江卓斌 -Rep 2021-03-30 2024-05-17
699 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Lo, Sin Sin 羅倩倩 -RO 2023-01-27 2024-05-04
700 Principal Investment & Retirement Services Limited   -Rep 2020-12-28 2024-05-04
701 PrincipleOne Securities Limited Hui, David Lam Chiu 許林釗 +RO 2024-05-07
702 PSI Capital Asia Limited Lee, Yuen Ling (SFC:BKU863) 李婉菱 -Rep 2024-01-03 2024-05-17
703 PUREHEART CAPITAL ASIA LIMITED Li, Wanqi (SFC:BTY210) 李琬琪 -Rep 2023-07-14 2024-05-17
704   Zeng, Shiru 曾詩茹 -Rep 2022-06-13 2024-05-10
705 Quam Asset Management Limited (b1983-06-28) Perrin, Mark Richard -Rep 2024-03-20 2024-05-17
706     +RO 2024-05-17
707 Quam Capital Limited (b1994-08-04) Wu, Lingke 吴令珂 +Rep 2024-05-13
708 Quam Securities Limited Wong, Chun Sing (SFC:AQR069) 王晋聲 -Rep 2015-04-22 2024-05-11
709 Qube Research & Technologies Hong Kong Limited Zhang, Yu (SFC:BPB756) 張娛 +Rep 2024-05-10
710 RaffAello Investment Management (HK) Limited Li, Ngai (1964) 李毅 +RO 2024-05-06
711 RAM Investment Advisors Limited Lee, Tsz Man 李子文 +Rep 2024-05-13
712 RAYS Capital Partners Limited Li, Sek Chuen 李錫全 +Rep 2024-05-17
713 Realord Asia Pacific Securities Limited Chan, Chung Wai (SFC:BPJ375) 陳仲煒 -Rep 2020-03-06 2024-05-05
714   Tsoi, Yiu Fai 蔡耀輝 -Rep 2020-10-23 2024-05-05
715 Regent Securities Limited (HK) Woo, Kwok On 胡國安 +Rep 2024-05-06
716 RISING GLORY FINANCE LIMITED Guo, Jiangxue 郭江雪 +Rep 2024-05-17
717   Xiao, Yuhao 肖裕浩 +Rep 2024-05-17
718 Robeco Hong Kong Limited de Bruijn, Jan Cornelis (SFC:BTZ290) -Rep 2024-05-06 2024-05-10
719 S&P Global Ratings Hong Kong Limited Chen, Yu Wen 陳昱彣 +Rep 2024-05-07
720   Tay, Eileen +Rep 2024-05-07
721   Teh, Kim Yuan +Rep 2024-05-07
722 Sancus Advisors Limited Fu, Felix Chi Pui 符致培 +Rep 2024-05-16
723 Sanford C. Bernstein (Hong Kong) Limited Chhugani, Gautam Prakash -Rep 2024-05-13 2024-05-17
724   Gundlapalle, Pranav Dheeraj -Rep 2024-05-06 2024-05-10
725   Malhotra, Rahul (SFC:BOR217) -Rep 2024-05-06 2024-05-10
726   Tan, Toon Leng -Rep 2024-05-06 2024-05-10
727 SC Lowy Asset Management (HK) Limited Choi, Man Chun Jonathan 蔡文晉 -Rep 2024-01-24 2024-05-13
728 SC Lowy Financial (HK) Limited   -Rep 2022-08-17 2024-05-13
729 Schonfeld Strategic Advisors (Hong Kong) Limited To, Eric Wun-hse -RO 2019-05-03 2024-05-07
730 Seeds International Asset Management Limited Tsang, Wai In 曾慧妍 +Rep 2024-05-07
731 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
732 Sensible Asset Management Limited   +Rep 2024-05-06
733 SG SECURITIES (HK) LIMITED Copin, Denis Francois Rene -Rep 2020-09-11 2024-05-07
734     +RO 2024-05-07
735   Poitevin, Nicolas -Rep 2005-06-22 2024-05-09
736 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Chan, Chiu Wun Leonard 陳招煥 -Rep 2022-03-28 2024-05-17
737 SHANXI SECURITIES INTERNATIONAL LIMITED   -Rep 2022-03-28 2024-05-17
738 ShanZe Asset Management (Hong Kong) Limited Lee, Samson Wang Ho 李泓浩 -RO 2023-07-25 2024-05-04
739 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Wang, Min (SFC:BUU894) 汪敏 +Rep 2024-05-08
740 Shinhan Investment Asia Limited Lee, Jae Jun +RO 2024-05-06
741 SIGMA MANAGEMENT LTD Huang, Hao (SFC:BPD566) 黃浩 +RO 2024-05-06
742 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Leung, Chi Wai (SFC:BTH772) 梁志偉 +Rep 2024-05-06
743 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Chen, Pei Wen (SFC:AOE209) 陳培文 -RO 2019-12-05 2024-05-11
744   Jiang, Danqing 蔣丹清 -Rep 2023-06-06 2024-05-16
745   Ng, Chui Wah 吳翠華 -Rep 2023-11-01 2024-05-15
746 SINOPAC SECURITIES (ASIA) LIMITED Fung, Kwai Lun 馮桂麟 -Rep 2017-02-13 2024-05-15
747   Jiang, Yuxin (SFC:BUY095) 姜玉欣 +Rep 2024-05-14
748 SLTM (HK) LIMITED Xiao, Hantong Tony 肖瀚同 -Rep 2021-12-28 2024-05-15
749 SMART GRANDLY ASSET MANAGEMENT LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
750 SMBC Nikko Securities (Hong Kong) Limited Hattori, Hironori +RO 2024-05-07
751 Solomon JFZ (Asia) Holdings Limited Tao, Wing Cheong 杜永昌 +Rep 2024-05-07
752   Yip, Ho Yan (SFC:AUS286) 葉浩恩 -Rep 2020-07-28 2024-05-17
753     +RO 2024-05-17
754 Soochow Securities International Futures Limited Liu, Yufeng (SFC:BUP872) 劉宇峰 +Rep 2024-05-07
755 South China Investment Management Limited Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
756 SOUTH CHINA RESEARCH LIMITED   -Rep 2024-02-01 2024-05-08
757 SOUTH CHINA SECURITIES LIMITED Cheng, Chi Kwong (SFC:AGN592) 鄭志光 +Rep 2024-05-13
758   Leung, Hoi Kin 梁海鍵 +Rep 2024-05-13
759   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
760 SPDB International Investment Management Limited Luo, Zenglong 羅增龍 -Rep 2024-03-04 2024-05-13
761     +RO 2024-05-13
762   Suo, Lina (SFC:BUW335) 索丽娜 +Rep 2024-05-07
763 Sprout Asset Management (Asia) Limited Chan, Andrew Yue Tak 陳裕德 +Rep 2024-05-16
764 Star Sky Investment Holdings Limited Lee, Yan Lam (SFC:BHP426) 李欣霖 -Rep 2023-11-14 2024-05-17
765 StillBrook Capital Limited Lo, Hok Yan Elizabeth 盧學欣 -Rep 2023-08-15 2024-05-10
766 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Saito, Gen +Rep 2024-05-09
767 Sumitomo Mitsui Trust (Hong Kong) Limited Liu, Pui Sun Tiffany 廖沛琛 -Rep 2021-12-28 2024-05-08
768 Sun Life Asset Management (HK) Limited Choi, Allen 蔡國偉 -Rep 2024-03-06 2024-05-06
769     +RO 2024-05-06
770 SunRiver International Securities Group Limited Deng, Lu (SFC:BSM515) 鄧璐 -Rep 2022-08-19 2024-05-15
771   Gu, Xiang (SFC:BTO648) 顧湘 -Rep 2024-03-13 2024-05-06
772   Shen, Sicong 申思聰 +Rep 2024-05-08
773 T.F.S. Derivatives HK Limited Zerrudo, Oliver Duante +Rep 2024-05-14
774 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Ding, Wenjie (SFC:BUX704) 丁文洁 +Rep 2024-05-13
775 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Zhang, Jiangfan 張江帆 +Rep 2024-05-09
776 Taiping Securities (HK) Co Limited Li, Calvin Wing Chung 李穎聰 -Rep 2024-05-10
777 TAIREN CAPITAL LIMITED Fang, Zheyu 方喆禺 +Rep 2024-05-17
778 Telecom King Securities Limited Lee, Ka Wai (SFC:APW896) 李嘉慧 -RO 2016-10-19 2024-05-17
779 TFI Capital Limited Leung, Kai Ching (SFC:AUX081) 梁啟正 -Rep 2023-02-06 2024-05-10
780 TFI Securities and Futures Limited   -Rep 2023-02-06 2024-05-10
781 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Robson, Neil Christopher -Rep 2018-08-16 2024-05-07
782 TIANYAN CAPITAL LIMITED Ge, Chenliang 葛陳亮 -RO 2021-09-15 2024-05-09
783 Tiger Securities Asset Management Company Limited Sio, Devin Chan In 蕭震然 -Rep 2019-06-20 2024-05-14
784 TNS CAPITAL MANAGEMENT LIMITED Yeung, Chi Kit (SFC:AYV421) 楊智傑 +Rep 2024-05-13
785 Top Ace Asset Management Limited Chung, Siu Wah (SFC:AGC128) 鍾兆華 -RO 2015-10-13 2024-05-13
786   Tang, Ian Kenneth 鄧正行 -Rep 2022-12-01 2024-05-13
787 Tora Trading Services Limited (HK) Tan, James Ye-Hui -Rep 2022-11-15 2024-05-15
788 TR Advisors Limited Lee, Nathan Tze Hong 李子康 -Rep 2019-02-11 2024-05-09
789 TradeMaster Securities (Hong Kong) Limited Chen, Yibiao (SFC:AXN055) 陳宜飆 +Rep 2024-05-09
790 TSUN CHI YUEN SECURITIES COMPANY LIMITED Tsun, Christopher Wing Yip 秦榮業 +Rep 2024-05-13
791 TVC MANAGEMENT LIMITED Kong, Chi Ho (SFC:BOU720) 江志豪 +Rep 2024-05-09
792 UBS Asset Management (Hong Kong) Limited Ahmad, Mohammad (SFC:BJO390) -Rep 2024-05-07 2024-05-10
793   Chen, Bingyu 陳冰玉 -Rep 2021-08-26 2024-05-07
794   Chong, Sue Ching 張素菁 -Rep 2021-11-09 2024-05-14
795   Jiang, Yuan (SFC:BSE901) 姜遠 -Rep 2022-02-25 2024-05-13
796   Song, Zhe (SFC:BEZ513) 宋喆 -Rep 2024-03-28 2024-05-08
797   Yang, Puxi 杨谱熙 -Rep 2024-03-28 2024-05-07
798 UBS SECURITIES ASIA LIMITED Bapat, Rahul Rajendra -Rep 2024-05-14 2024-05-18
799   Curley, Marcus Christopher -Rep 2024-05-16 2024-05-22
800   Fowler, Gerald Kenneth (SFC:BUW450) -Rep 2024-05-08 2024-05-15
801   Huynh, Trung Chuong -Rep 2024-05-06 2024-05-09
802   Lau, Homan 劉浩文 -Rep 2023-09-18 2024-05-10
803   Ouyang, Lianzi 歐陽蓮子 -Rep 2024-05-17 2024-05-31
804   Prince, Alexander Gilbert -Rep 2024-05-17 2024-05-24
805   Shaw, Lachlan John Rayner -Rep 2024-05-16 2024-05-23
806   Wong, Carson (SFC:BUX060) 黄家信 -Rep 2024-05-06 2024-05-13
807 UBS SECURITIES HONG KONG LIMITED Deng, Xinyi 邓欣仪 -Rep 2022-01-11 2024-05-17
808   Lau, Homan 劉浩文 -Rep 2023-09-18 2024-05-10
809   Lin, Haiping (SFC:BLJ565) 林海萍 -Rep 2021-08-24 2024-05-16
810   Luo, Yinzi (SFC:BUE075) 罗殷子 -Rep 2023-10-03 2024-05-10
811   Miao, Xi (SFC:BQH325) 缪溪 -Rep 2021-05-27 2024-05-17
812   Prince, Alexander Gilbert -Rep 2024-05-17 2024-05-24
813   Wang, Yinuo (SFC:BRQ634) 王译诺 -Rep 2021-11-11 2024-05-15
814 Uluwatu Limited Li, Zhong (SFC:BSX692) 李仲 -Rep 2022-09-13 2024-05-16
815     +RO 2024-05-16
816 UOB KAY HIAN (HONG KONG) LIMITED Li, Guangchen (SFC:BNY840) 李光宸 +Rep 2024-05-07
817   So, Wai Yee Flora 蘇偉儀 +Rep 2024-05-07
818 UPBEST SECURITIES COMPANY LIMITED Wong, Hak Ping 黃克平 +Rep 2024-05-09
819 uSmart Securities Limited Li, Dengge 李登閣 +Rep 2024-05-14
820   Ting, Wan Yam 丁尹音 -Rep 2023-10-18 2024-05-16
821 VALUABLE ASSET MANAGEMENT LIMITED Fung, Chun Ho (SFC:AVV720) 馮鎮豪 -Rep 2023-08-09 2024-05-07
822     +RO 2024-05-07
823 VALUE PARTNERS HONG KONG LIMITED Chung, Wai Yan (SFC:ALB466) 鍾慧欣 -Rep 2016-04-25 2024-05-17
824     +RO 2024-05-17
825   Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
826     +RO 2024-05-13
827   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
828 VALUE PARTNERS LIMITED Chung, Wai Yan (SFC:ALB466) 鍾慧欣 -Rep 2016-04-25 2024-05-17
829     +RO 2024-05-17
830   Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
831     +RO 2024-05-13
832   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
833 Value Partners Private Equity Limited   +Rep 2024-05-06
834 VANTAGE ASSET MANAGEMENT LIMITED (HK) Lee, Peter Shang Ming 利尚銘 -RO 2016-07-18 2024-05-10
835 Vantum Futures Limited Chan, Ka Wai (SFC:APP683) 陳嘉慧 +RO 2024-05-07
836 VC International Asset Management Limited Kwok, Ka Yiu (SFC:AFG950) 郭家耀 -RO 2021-12-02 2024-05-17
837 Velotrade Management Limited De Angelis, Vittorio Roberto Vincenzo -RO 2018-11-15 2024-05-13
838   Pizzituti, Gianluca -RO 2018-11-15 2024-05-10
839 Waton Securities International Limited Zhou, Lin (SFC:BTJ166) 周琳 +Rep 2024-05-09
840 Wegoing Asset Management Limited Zhou, Huadan 周華旦 +RO 2024-05-16
841 Well Link Securities Limited Chan, Tsz Hin (SFC:BRI622) 陳梓軒 -Rep 2023-11-20 2024-05-10
842 Wellington Management Hong Kong Limited (b2003-01-02) Chung, Chi Kin Joe -Rep 2024-05-17 2024-05-20
843   Dai, Xiaowen (SFC:BUV612) +Rep 2024-05-17
844   McLane, Douglas William -Rep 2024-05-08 2024-05-10
845 Winner Zone Asset Management Limited Chang, Danni 常丹妮 +Rep 2024-05-08
846   Chu, Agnes Pui Shan 朱珮珊 +Rep 2024-05-07
847 Wonderland International Asset Management Limited Sun, Daniel Timur 孫文 -Rep 2021-08-30 2024-05-11
848 WRise Prestige Asset Management Limited Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
849   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-14
850   Wong, Rex Chun 黃俊 +Rep 2024-05-07
851 WRise Prestige Securities Limited Chum, Kam Wing 覃錦榮 +Rep 2024-05-07
852   Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
853   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-07
854   Leung, Eric Wai Ming 梁偉明 +Rep 2024-05-07
855   Tam, Wing Kan (SFC:BRK609) 譚詠勤 -Rep 2024-04-10 2024-05-07
856   Wong, Rex Chun 黃俊 +Rep 2024-05-07
857 WRise Wealth Management (Hong Kong) Limited Fong, Sin Shing 方善城 +Rep 2024-05-06
858 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED Lee, Chak Ming 李澤銘 +Rep 2024-05-14
859 Xtreme Asset Management Limited Hsu, Kuang-Yao 徐光耀 -RO 2023-11-06 2024-05-15
860 Yan Yun Family Office (HK) Limited Lo, Chi Fun 樂芝芬 -Rep 2023-10-24 2024-05-18
861   Lo, Tak Wai 盧德偉 -RO 2023-10-16 2024-05-04
862 YICKO SECURITIES LIMITED So, Herman Haw 蘇灝 +Rep 2024-05-08
863 Yuan Tong Global Asset Management Limited Tu, Jun (SFC:BTN013) 涂俊 +RO 2024-05-09
864 YUANTA FUTURES (HK) CO., LIMITED Lin, Yingying (SFC:BST634) 林莹莹 +Rep 2024-05-08
865 Yuanta Securities (Hong Kong) Company Limited Chang, Hsien-Chun 張憲鈞 +Rep 2024-05-08
866   Chen, Pei Chi (SFC:BUS620) 陳佩琪 +Rep 2024-05-08
867   Lau, Nim Cho 劉念祖 +Rep 2024-05-16
868 YUE XIU ASSET MANAGEMENT LIMITED Jiang, Nan (SFC:BMW548) 姜楠 -Rep 2018-06-01 2024-05-07
869   Jin, Lu (SFC:AWT304) 金路 -RO 2017-11-27 2024-05-07
870 Yue Xiu Capital Limited Xu, Yibin (SFC:BSZ009) 許溢斌 -Rep 2022-09-16 2024-05-08
871 YUE XIU SECURITIES COMPANY LIMITED   -Rep 2022-09-16 2024-05-08
872 Yunfeng Asset Management Limited Ku, Sanqi 庫三七 -RO 2022-02-23 2024-05-10
873 Yunfeng Financial Markets Limited Chan, Wilson Wai Kwok 陳緯國 -Rep 2023-11-10 2024-05-10
874   Ku, Sanqi 庫三七 -RO 2019-11-18 2024-05-10
875   Liu, Rongxin 劉榕欣 -Rep 2021-06-04 2024-05-17
876   Yu, Renping 于仁萍 -Rep 2023-01-11 2024-05-10
877 Yunfeng Securities Limited Ku, Sanqi 庫三七 -RO 2019-11-18 2024-05-10
878   Liu, Rongxin 劉榕欣 -Rep 2021-06-04 2024-05-17
879   Yu, Renping 于仁萍 -Rep 2023-01-11 2024-05-10
880 Zero2IPO Capital Limited Yang, Peng (SFC:AUG860) 楊鵬 -RO 2021-11-03 2024-05-10
881 Zero2IPO Securities Limited   -Rep 2021-12-01 2024-05-10
882 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Wang, Wenxin (SFC:BUX610) 王文新 +Rep 2024-05-08
883 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Jing, Kai 井凱 -Rep 2017-11-23 2024-05-08
884 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Hua, Weifeng 華偉丰 -Rep 2023-09-25 2024-05-16
885 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Lee, Man Chun (SFC:AFD148) 李文駿 -Rep 2023-03-30 2024-05-15
886   Zhao, Hongmei (SFC:BHY882) 趙紅梅 -RO 2020-08-05 2024-05-18

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